Case Study - CPD tracking and compliance for mortgage brokers
ComplyEdu provides CPD hour tracking, self-assessments, and audit-ready exports for Australian mortgage and finance brokers — built for ASIC, FBAA, and MFAA compliance.
- Client
- ComplyEdu
- Year
- Service
- Web development, compliance
Overview
In Australia, mortgage and finance brokers must complete a minimum number of CPD hours annually and maintain detailed records for regulatory audits. The industry bodies — ASIC, FBAA, and MFAA — each have specific requirements.
Most brokers track their CPD using spreadsheets or paper forms, which creates anxiety around audit season. ComplyEdu replaces that manual process with a purpose-built platform.
Brokers can log CPD activities, complete self-assessments, track their progress against requirements, and generate audit-ready exports with a single click.
What we built
- CPD hour tracking
- Self-assessment module
- Audit-ready exports
- ASIC/FBAA/MFAA compliance
- Progress dashboard
- ACL holder management
- Platform status
- Live
- Compliance bodies supported
- 3
- Audit export
- 1-click
- Saved per broker annually
- Hours